May Luncheon with Rick Roche of Little Harbor Advisors

May 22, 2019
11:15 AM - 1:00 PM
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Pappadeaux at La Cantera
15715 I-10 West
San Antonio, TX 78257
 Directions

Moments of Truth

Rick Roche, CAIA, Managing Director - Little Harbor Advisors

Moments of Truth reveals the Achilles heel of Modern Portfolio Theory (MPT), which assumes that securities markets follow normal distributions – which decidedly they don’t!  Moments of Truth emphasizes the necessity of modeling beyond the first two statistical moments of distribution – mean and variance, and sheds light of the frequency and causes of fat-tailed distributions. It showcases four higher moments of probability and the need for tail-risk protection and the quantitative investment models used to look at “non-normal” investment environments.

1 Hour of CFP CE Approved

Rick Roche is a Managing Director at Little Harbor Advisors, LLC, and 37-year veteran of financial services industry. Rick’s career achievements include: Financial adviser at Kidder Peabody & Co. and SmithBarney; National Sales Manager at Fortis & New England Financial. 


Rick earned a Chartered Alternative Investment Analyst (CAIA) charter in 2014 and holds Series 3, 7, 63 and 65 licenses. Since 1991, Rick’s consulted to 85 major financial companies & personally trained thousands of financial advisors in customer loyalty marketing, capital market trends and investor behavior. 

He’s a member of the Society of Quantitative Analysts and a compulsive counter. From 4Q 2017 thru 3Q 2018, Rick was the featured speaker at 40 FPA Association (CFP) chapters, CAIA chapters or CFA Society events. His “Machine Learning in Investment Management” presentation has been enthusiastically received by over 1,500 credentialed advisors, analysts and financial advisors. He was elected at age 24 to the Massachusetts House of Representatives & served two terms.

 

Registration Fees

FPA Members  $25.00
Guests/Non-Members $40.00

Payment Options: Credit Card using online form or Pay at Door (Cash or Check). Currently the Pay at door sends an email to execdir@fpasatx.org Subject "RSVP for the FPA Luncheon"

Registration Deadline: [Registration Deadline]

Cancellation and Refund Policy.

Tickets

$25.00 FPA Members

$40.00 Guests/Non-Members

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